Broadridge

Activity from announced rounds

Activity in this selectionOct 22, 2026 · AI · Jan 1, 2026

Broadridge, also named Broadridge Financial Solutions, is the corporate investor identified in the covered financial-infrastructure financings.

Recorded funding activity

Its history includes Kaiko’s digital-asset market data, Digital Asset’s privacy-enabled Canton blockchain and HQLAx’s collateral-mobility systems for securities finance. These investments concern different layers of institutional financial-market infrastructure.

Sources
Rounds participated in
2
Confirmed lead rounds
—
2 roles undisclosed
New companies
2
First participation on record · 0 follow-on
Funding in participating rounds
$25M
1 disclosed · full round size, not this investor’s share

By stage

Series B1
Undisclosed1

By primary sector

Fintech2

By country

United States2

Rounds

2 in this selection
Uptiq

Builds AI agents and orchestration platform for financial institutions like banks and credit unions

$25MSeries B
Role not disclosed
DeepSee

Provides agentic AI technology for financial services and capital markets firms to automate post-trade operations

UndisclosedStrategic
Role not disclosed